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In 2013, a chemist named Annie Dookhan pleaded guilty to multiple charges relating to allegations that she’d falsified results while working at a laboratory that performed drug tests for the Commonwealth of Massachusetts. After her downfall, the lab where she worked was closed, and other staff chemists were investigated. Tens of thousands of drug cases were dismissed.
Here’s the kicker: At the time, some commentators argued that Dookhan’s misconduct might represent fallout from a 2009 Supreme Court ruling that when a forensic analyst performs tests that are used against criminal defendants — there was cocaine in his system; the blood alcohol was thus-and-so level — the technician must testify at trial, rather than, as in the past, submitting a written report. Because analysts were now forced to spend so much time in court, critics warned, they would have less time to run tests. Of course they’d cut corners.
All of which brings us to Friday’s decision in Smith v. Arizona, another narcotics prosecution, where the analyst whose tests determined that Joseph Smith possessed methamphetamines and other drugs didn’t appear at trial. (The court writes that “for unknown reasons” the tech “disappeared from the scene.” Yikes.) Another tech from the lab used the absent analyst’s notes as the basis of expert testimony. (Experts have broad freedom to rest their opinions on otherwise inadmissible evidence.) Smith was convicted.
The Supreme Court unanimously vacated the conviction, and although not all the justices agreed with the reasoning, Justice Elena Kagan’s majority opinion does seem to double down on the still-controversial rule that the tech who performs the test must come to court and be cross-examined — no matter what pressure this puts in the lab.
Some basics: The Sixth Amendment guarantees criminal defendants the right to confront the witnesses against them. For most of the nation’s history, the requirement was relatively toothless. In 2004, however, the court revived the so-called Confrontation Clause, holding that when a wife who’d witnessed an alleged crime committed by her husband refused to testify against him, the prosecutions could not admit as a substitute her recorded statement to police about the incident. Why? Because her refusal to take the stand made it impossible for her husband to cross-examine her about her “testimonial” statement.
This revolutionary development, led jointly and defended fiercely by the late Justices Antonin Scalia and Ruth Bader Ginsburg, was swiftly expanded, until, in 2009, the court held that a laboratory analyst who performed the tests on the substance deemed to be cocaine had to appear and be cross-examined. A sworn affidavit would not suffice. Along the way, the court rejected the claim that forensic technicians are simply performing “neutral” science.